FIF - Financial Information Forum

Next Week - FIF Quarterly Event Sponsored by OTC Markets

FIF will be holding a Quarterly Event on Thursday, June 27th at OTC Markets (300 Vesey Street, New York, NY).  The event will focus upon the implementation of Amended SEC Rule 606.  To register for the event, please click here. Space is limited, register today!

POSTED Jun 17,2019

2 Weeks Away - FIF Quarterly Event Hosted by OTC Markets

FIF will be holding a Quarterly Event on Thursday, June 27th at OTC Markets (300 Vesey Street, New York, NY).  The event will focus upon the implementation of Amended SEC Rule 606.  To register for the event, please click here. Space is limited, register today!

POSTED Jun 10,2019

SEC Requests Comments on EBS

On May 17th, the SEC published in the Federal Register a request for comment pertaining to the current Electronic Blue Sheets (“EBS”) data collection process.  FIF will be forming a working group with the intent of commenting.  A call for participation will be distributed later this week.

POSTED Jun 10,2019

FIF Meets with FINRA CAT

On Monday, June 3rd, FIF met with FINRA CAT in-person to discuss industry recommendations pertaining to the CAT Web Portal/Error Correction Tool.  Industry recommendations were elicited through a series of meetings previously held with the FIF CAT Web Portal Review Subgroup.

POSTED Jun 10,2019

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Financial Information Forum

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

What We Do

FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

Working Groups

FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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