On June 24, FIF participated on a call with the SROs and FINRA CAT to discuss an extension of the date for reporting tidType in CAT Allocation events.

FIF is pleased to announce that StoneX has joined the FIF Community.

• Front Office Committee. On June 22, Chris Bok of OTC Markets will discuss the upcoming implementation of the amendments to SEC Rule 15c2-11 (“Publication or submission of quotations without specified information”), including rule changes, implementation status, and the status of impending guidance from the SEC.
• Data and Tech Committee. On June 30, Patrick Flannery of MayStreet will discuss “Market Data Delivery in the Cloud - Lessons Learned”.

On July 1 at 11 am (ET), Mark Fitterman and Gavin Meyers of the Baker McKenzie law firm will present on FINRA Regulatory Notice 21-19 relating to “Short Interest Position Reporting Enhancements and Other Changes Related to Short Sale Reporting”. FIF has invited members of the Reg SHO Working Group and the Back Office Committee to this presentation. If you were not sent an invite and would like to join this presentation, please email the program office at fifinfo@fif.com. 

Please join us for our next FIF webinar which is the  “SEC Market Access Rule” that will take place on July 8th at 4pm ET. This webinar will focus on the rule's practical aspects, setting credit limits, the handling of market orders, the process for overriding limits, challenges of meme stocks, the annual CEO certification, enforcement trends, and more. The panel includes Jim Dolan of Luminex, Lillian Tan of Cantor Fitzgerald, Wayne Aaron of Vedder Price and will be moderated by Tom Jordan, FIF Advisory Chair. After registering, you will be prompted to follow a link to Zoom, in order to add the Webinar to your calendar. Please email the Program Office at fifinfo@fif.com if your firm blocks Zoom or if you have any questions. FIF Members may register here.