FIF - Financial Information Forum

FIF Meets with SEC Staff

On Tuesday June 4th, FIF met with SEC Staff to discuss both SEC Rule 606 and the Consolidated Audit Trail.

POSTED Jun 10,2019

FIF Meets with FINRA on Two Initiatives

FIF met with Senior FINRA Staff on Wednesday, May 29th to discuss FINRA’s Proposed Pilot Program to Study Recommended Changes to Corporate Bond Block Trade Dissemination and FIF’s recent comments on FINRA Rule 4370 (BCP).

POSTED Jun 03,2019

FIF's Next Quarterly Event 6/27

FIF will be holding a Quarterly Event on Thursday, June 27th at OTC Markets (300 Vesey Street, New York, NY).  The event will focus upon the implementation of Amended SEC Rule 606.  To register for the event, please click here.

POSTED Jun 03,2019

Save the Date - FIF Quarterly Event

FIF will be holding a Quarterly Event on Thursday, June 27, 2019 that will be kindly hosted by OTC Markets (300 Vesey Street, New York, NY).  Please join FIF and our panel of industry experts as we discuss the current state of SEC Rule 606.  FIF will distribute an email later this week announcing when the event/registration page is live.

POSTED May 28,2019

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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