The CAT Monthly Update Working Group call for August will be on Thursday August 1 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS reporting and CAT billing.
POSTED Jul 29,2024
FIF has scheduled the next call for the Tax Information Reporting Working Group for Thursday August 1 at 3 pm ET. Stevie Conlon and other representatives from Wolters Kluwer will review and discuss the final IRS digital asset broker reporting regulations.
POSTED Jul 29,2024
FIF has scheduled the next call for the Securities Lending Transparency Working Group for Tuesday August 6 at 11 am ET. The Working Group will continue its review of a draft FIF comment letter in response to the FINRA rule filing to adopt rules for the new Securities Lending and Transparency Engine (SLATE) system and the draft FINRA Participant Specification for SLATE.
POSTED Jul 29,2024
An FIF member would like to discuss with other members managing stock plans for corporate clients, including whether they manage the activity at the omnibus level or the individual employee level. If you are interested in this topic, please contact fifinfo@fif.com, and we will include you in this discussion.
POSTED Jul 29,2024
FIF is pleased to welcome Tradition Securities and Derivatives to the FIF Community.
POSTED Jul 22,2024
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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