FIF - Financial Information Forum

CAT Transaction Reporting and CAIS Working Groups

FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday September 24 at 2 pm ET. The Working Groups will discuss issues relating to CAT billing, CAT Transaction Reporting and CAIS.

POSTED Sep 22,2025

Section 31 Fees Subgroup

The Section 31 Fees subgroup will have its next call on Thursday September 25 at 1 pm ET. The subgroup will continue its discussion of enhancing the data provided by FINRA to assist firms in reconciling the FINRA Regulatory Transaction Fee. If you would like to participate in this discussion and are not a member of this subgroup, please send a note to fifinfo@fif.com, and we will include you in this discussion.

POSTED Sep 22,2025

Front Office Committee; Tokenized Securities

The Front Office Committee will have its next call on Tuesday September 30 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The FIF Committee Co-Chairs will review the recent rule filing by Nasdaq for tokenized securities.

POSTED Sep 22,2025

Tax Information Reporting Working Group

The next call for the Tax Information Reporting Working Group will be on Tuesday September 30 at 3 pm ET. Representatives from Wolters Kluwer will discuss inaugural 1099-DA reporting season concerns. 

POSTED Sep 22,2025

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Financial Information Forum

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

What We Do

FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

Working Groups

FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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