FIF - Financial Information Forum

Two Additional CAT Transaction Reporting Calls for this Week

FIF has scheduled two additional calls for the CAT Transaction Reporting Working Group for this week. On Tuesday February 20 at 1 pm ET, the Working Group will continue its discussion of CAT billing and reconciliation. On Thursday February 22 at 2 pm ET, the Working Group will discuss linkage of representative to customer orders and linkage of order fulfillments to representative and principal orders. The Tuesday and Thursday calls are in addition to the regularly-scheduled CAT Transaction Reporting Working Group call on Wednesday February 21 at 2 pm ET.

POSTED Feb 20,2024

Reporting of Securities Loans

FIF has scheduled a call for the FIF Securities Lending Transparency Working Group for Tuesday February 20 at 3 pm ET. During the call, an FIF member will provide an update on its discussions with FINRA relating to implementation of the new securities lending reporting system mandated by the SEC. 

POSTED Feb 20,2024

TRACE Working Group

FIF has scheduled a call for the TRACE Working Group for Thursday February 22 at 10 am ET. The Working Group will discuss FIF potentially submitting a supplemental comment letter on the FINRA and MSRB rule proposals to reduce the reporting timeframes for corporate, agency and municipal bonds to one minute.

POSTED Feb 20,2024

Law Firm Presentation on SEC Rule to Expand the Definition of “Dealer”

On Thursday February 22 at 11 am, Ignacio Sandoval of the Morgan Lewis law firm will review the rule adopted by the SEC to expand the definition of “dealer” under the Securities Exchange Act. FIF has invited the members of the Compliance and Surveillance Working Group and the SEC/FINRA Regulations Working Group to participate on this call. If you would like to participate on this call and are not a member of either Working Group, please update your FIF profile or contact fifinfo@fif.com.

POSTED Feb 20,2024

Presentation by Amazon Web Services on Running an Exchange in the Cloud

The Data and Technology Committee will have its next call on Wednesday February 28 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, option, currency, crypto and futures markets. The spotlight presenters will be Alex Mirarchi and Mike Perna of Amazon Web Services, who will discuss their recent white paper on Running an Exchange in the Cloud. FIF has also invited the members of the FIF Emerging Technologies Working Group to participate on this call.

POSTED Feb 20,2024

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