FIF has scheduled the next call for the Rule 606 Working Group for Monday July 29 at 2 pm ET. The Working Group will discuss issues and questions from FIF members relating to Rule 606(a) reporting for equities and options. The Working Group will also review a draft FIF letter to the SEC requesting guidance on how to report the percentage of orders routed to different venues in Rule 606(a) reports.
POSTED Jul 29,2024
The Front Office Committee will have its next call on Tuesday July 30 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The spotlight presenter will be Mark Davies of S3, who will discuss recent and upcoming implementations, including FINRA Rules 6151 and 6470 and SEC Rule 605.
POSTED Jul 29,2024
FIF has scheduled two call this week for the Short Sales / Reg SHO / Short Reporting Working Group. The first call will be on Tuesday July 30 at 1 pm ET; the second call will be on Thursday August 1 at 11 am ET. The Working Group will continue the review of a draft follow-up FIF letter to the SEC relating to the implementation of short position reporting.
POSTED Jul 29,2024
The Data and Technology Committee will have its next call on Wednesday July 31 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. A representative from MIAX will discuss the launch of the MIAX Sapphire exchange in this months spotlight presentation.
POSTED Jul 29,2024
The CAT CAIS call for this week will be on Wednesday July 31 at 11 am ET. The CAT Transaction Reporting Working Group call for this week will be on Wednesday July 31 at 2 pm ET.
POSTED Jul 29,2024
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