FIF has scheduled a call for Tuesday September 3 at 2 pm to discuss next steps in response to the March 22 FINRA Trade Reporting Notice on Upcoming Trade Reporting Enhancements for Fractional Share Transactions. FIF submitted a letter to FINRA during May 2024. FIF has invited the members of the Data and Technology Committee and the TRF/ORF Working Group to participate on this call.
POSTED Aug 19,2024
FIF has created a new Working Group to discuss the recent joint rule proposal by the SEC and other financial regulatory agencies to implement the Financial Data Transparency Act. To join this Working Group, please update your FIF profile or contact fifinfo@fif.com.
POSTED Aug 19,2024
An FIF member would like to discuss with other members managing stock plans for corporate clients, including whether they manage the activity at the omnibus level or the individual employee level. If you are interested in this topic, please contact fifinfo@fif.com, and we will include you in this discussion.
POSTED Aug 19,2024
On August 9 FIF submitted a letter to the SEC on the implementation of short position reporting. This is a follow-up to the letter that FIF submitted to the SEC on June 24. FIF would like to thanks the members of the FIF Short Sales / Reg SHO / Short Position Reporting Working Group for their contributions in the drafting of this letter.
POSTED Aug 12,2024
The next call for the OFR Repo Reporting Working Group will be on Tuesday August 13 at 11 am ET. The Working Group will discuss issues and questions from FIF members relating to the new requirement to report to the Treasury Department’s Office of Financial Research (OFR) repos that are executed bilaterally and not centrally-cleared. The Working Group will also review a draft supplemental letter to the OFR requesting additional guidance relating to the new reporting requirement.
POSTED Aug 12,2024
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