FIF has scheduled a call for the Cybersecurity Working Group and the Compliance and Surveillance Working Group for Monday April 24 at 1 pm ET. The agenda for the call will be to review and edit a draft FIF comment letter in response to a rule filing submitted by The Options Clearing Corporation to the SEC that would require immediate notification of security incidents to the OCC and various follow-up notification requirements. The comment period ends on April 26.
POSTED Apr 24,2023
The Front Office Committee will have its next call on Tuesday April 25 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
POSTED Apr 24,2023
FIF has scheduled an additional call this week for the CAT Transaction Reporting Group to continue the discussion of CAT reporting for RFQ responses. This call is scheduled for Tuesday April 25 at 3 pm ET.
POSTED Apr 24,2023
The Data and Technology Committee will have its next call on Wednesday April 26 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets.
POSTED Apr 24,2023
FIF has scheduled a call for the TRACE/Fixed Income Working Group for Thursday April 27 at 11 am ET. The Working Group will review a draft supplemental FIF comment letter to the MSRB on the MSRB’s rule proposal to require one-minute reporting for municipal bond trades. The Working Group also will discuss a scenario from an FIF member relating to reporting of the portfolio trade modifier and will review draft comments and questions from FIF members for FINRA on the TRACE API specifications, the TRACE New Issue Form, and the timing for reporting Treasury hedge transactions in connection with an offering.
POSTED Apr 24,2023
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