The Back Office Committee will have its next call on Tuesday April 18 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.

FIF has scheduled an additional call this week for the CAT Transaction Reporting Group to continue the discussion of CAT reporting for RFQ responses. This call is scheduled for Tuesday April 18 at 3 pm ET.

FIF has scheduled a call for Thursday April 20 at 3 pm ET to continue the review and discussion of the SEC’s recent cybersecurity, Reg SCI and Reg S-P rule proposals. FIF has invited members of the following Working Groups to participate on this call: the Compliance and Surveillance Working Group; the Cybersecurity Working Group; and the newly-formed SEC Cyber, Reg SCI and Reg S-P Working Group. If you are interested in participating on this call and are not a member of any of these Working Groups, please update your FIF profile or contact fifinfo@fif.com.

On March 21 the SEC proposed a series of rule changes that would require broker-dealers to file annual financial reports (Form X-17A-5 Part III) and certain other reports (including Form 17-H) in Inline XBRL format. A FIF member is interested in discussing this SEC proposal with other FIF members. If you are interested in discussing this with other FIF members, please contact fifinfo@fif.com

FIF has scheduled a call for Tuesday April 11 at 11 am ET to review and discuss the SEC’s recent cyber, Reg SCI and Reg S-P rule proposals. The call will start with a review and discussion of the SEC’s cyber proposal and cover the other proposals as time permits. FIF has invited members of the following Working Groups to participate on this call: the Compliance and Surveillance Working Group; the Cybersecurity Working Group; and the newly-formed SEC Cyber, Reg SCI and Reg S-P Working Group. If you are interested in participating on this call and are not a member of any of these Working Groups, please update your FIF profile or contact fifinfo@fif.com.