The next call for the FIF OTC Options Reporting Working Group will be on Monday August 8 at 11 am ET. The Working Group will review the first draft of a comment letter on FINRA Regulatory Notice 22-14, “OTC Options Reporting: FINRA Requests Comment on Proposed Trade Reporting Requirements for Over-The-Counter Options Transactions”. If you would like to be added to this Working Group, please update your profile or send a note to fifinfo@fif.com.
POSTED Aug 08,2022
FINRA CAT has requested a call with FIF members to discuss current industry practices relating to clock synchronization and electronic timestamp increments. On Monday August 8 at 2 pm FIF will host a prep call in advance of the call with FINRA CAT. The call with FINRA CAT has not yet been scheduled. This prep call is open to all members of the FIF CAT Transaction Reporting Working Group, whether or not you are planning to participate on the call with FINRA CAT. If you would like to participate on the call with FINRA CAT, please send a note to fifinfo@fif.com.
POSTED Aug 08,2022
The next call for the TRACE Working Group will be on Thursday August 11, 2022 at 3 pm ET. The Working Group will review and discuss FINRA Regulatory Notice 22-17, “TRACE Reporting Timeframe: FINRA Requests Comment on a Proposal to Shorten the Trade Reporting Timeframe for Transactions in Certain TRACE-Eligible Securities From 15 Minutes to One Minute”. The Working Group also will discuss the August 1, 2022 response letter from FINRA on SR-FINRA-2022-011, “Proposed Rule Change to Expand TRACE Reporting Requirements to Trades in U.S. Dollar Denominated Foreign Sovereign Debt Securities”. The Working Group also will discuss recent website updates from FINRA on TRACE reporting by Covered Depository Institutions.
POSTED Aug 08,2022
The next Back Office Committee call will be on Tuesday August 16 at 11 am ET. The spotlight presenter will be Renuka Gupta of OASIS Pro Markets, who will discuss using the blockchain for trading and settlement of transactions in digital asset securities.
POSTED Aug 08,2022
The next Data and Technology Committee call will be on Wednesday August 24 at 10 am ET. The spotlight presenter will be John Owens of IPC, who will discuss Maximizing Infrastructure Performance for Rising Market Data Volumes.
POSTED Aug 08,2022
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