FIF - Financial Information Forum

SEC Cyber, Reg SCI and Reg S-P Rule Proposals

FIF has scheduled a call for Thursday May 18 at 11 am ET to review and discuss the first draft of an FIF comment letter on the SEC’s recent cybersecurity, Reg SCI and Reg S-P rule proposals. FIF has invited members of the following Working Groups to participate on this call: the Compliance and Surveillance Working Group; the Cybersecurity Working Group; and the newly-formed SEC Cyber, Reg SCI and Reg S-P Working Group. If you are interested in participating on this call and are not a member of any of these Working Groups, please update your FIF profile or contact fifinfo@fif.com.

POSTED May 15,2023

Tax Information Reporting Working Group

The next call for the FIF Tax Information Reporting Working Group will be on Thursday May 18 at 3 pm ET. Stevie Conlon and other representatives from Wolters Kluwer will present on proposed regulations for crypto tax reporting.

POSTED May 15,2023

CAT Transaction Reporting Survey Requests to FIF Members

On Friday April 28, FIF sent out two survey requests to FIF members relating to CAT Transaction Reporting: the first survey request relates to a Plan Participant proposal for scheduled linkage in the CAT production mirror environment; the second survey request relates to QA reviews of CAT events. FIF has requested that FIF members respond to the survey requests by Monday May 15 (end-of-day today). All survey responses will be anonymized.

POSTED May 15,2023

FIF Webinar: Potential Impact of Government Debt Default on Operations and Systems

On Thursday, May 11th at 11am ET, FIF will be holding a webinar on the operational and system impacts of a possible government debt default. The webinar will be moderated by FIF Advisory Chair, Tom Jordan and he will be joined by a panel of industry experts. The invite will be sent out later today and will be sent to the Back Office Committee, Data & Technology Committee, Compliance Working Group and the TRACE/Fixed Income Working Group.  If you are not part of these groups and would like to join, please email us at fifinfo@fif.com and we would be happy to forward you the call.

POSTED May 08,2023

SEC Rule 3b-16 (Definition of an “Exchange”)

FIF has scheduled a call for Tuesday May 9 at 2 pm ET to discuss the SEC’s recent reopening of the comment period on the SEC’s proposed amendments to Rule 3b-16 (relating to the definition of an “exchange”). FIF has invited members of the ATS Working Group, the Compliance and Surveillance Working Group and the TRACE/Fixed Income Working Group to participate on this call. If you are not a member of any of these groups and would like to participate on this call, please update your FIF profile or contact fifinfo@fif.com.

POSTED May 08,2023

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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