FIF Webinar on Fixed Income Trade Surveillance

FIF has scheduled a webinar for Tuesday May 23 at 2 pm on Fixed Income Trade Surveillance. The moderator for the webinar will be Tom Jordan, Chair of the FIF Advisory Committee. The panelists will be Ted Karn of The Karn Group, Alex Sedgwick of Abel Noser, and John Standerfer of S3. FIF has invited the members of the FIF Compliance and Surveillance and TRACE/Fixed Income Working Groups to join this webinar. If you are not a member of either of these Working Groups and would like to join this webinar, please update your FIF profile or contact fifinfo@fif.com. If you would like to submit any questions anonymously in advance of the webinar, please send your questions to fifinfo@fif.com.

POSTED May 15,2023

FIF Call to Discuss NY Attorney General Proposed CRPTO Act; New FIF Crypto, Digital Assets and Blockchain Working Group

FIF has scheduled a call for Thursday May 25 at 3 pm ET to review and discuss the CRPTO Act recently proposed by the New York State Attorney General. FIF is creating a new Crypto, Digital Assets and Blockchain Working Group. If you would like to participate on this call, please update your FIF profile to join this new Working Group or contact fifinfo@fif.com

POSTED May 15,2023

Back Office Committee

The Back Office Committee will have its next call on Tuesday May 16 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.

POSTED May 15,2023

Rule 606 Working Group

The next call for the FIF Rule 606 Working Group is scheduled for Tuesday May 16 at 2 pm ET. The Working Group will discuss recent guidance from SEC staff to an FIF member on Rule 606(a) reporting when a reporting firm routes a single parent order to multiple child execution venues.

POSTED May 15,2023

CAT Transaction Reporting: CAT Reporting for RFQ Responses

FIF has scheduled an additional call this week for the CAT Transaction Reporting Working Group to continue the review of draft submissions to the SEC, the CAT Plan Participants and FINRA CAT of CAT reporting for RFQ responses. This call is scheduled for Tuesday May 16 at 3 pm ET.

POSTED May 15,2023

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