FIF - Financial Information Forum

Regulation S and Rule 144A

An FIF member would like to discuss Regulation S and Rule 144A issues with another FIF member that is involved in this area. Please contact FIF at fifinfo@fif.com if you are interested in participating in this discussion. 

POSTED Jun 06,2022

Back Office Committee Spotlight

The FIF Back Office Committee will meet on Tuesday June 21 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.  The spotlight presenter will be Greg Lee of Paxos, who will provide an update on Paxos’ clearing agency activities.

POSTED Jun 06,2022

Front Office Committee Spotlight

The FIF Front Office Committee will meet on Tuesday June 28, 2022 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The spotlight presenter will be Chris Sparrow, who will discuss Adverse Selection in Volatile Markets.

POSTED Jun 06,2022

Data and Technology Committee Spotlight

The FIF Data and Technology Committee will meet on Wednesday June 29, 2022 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight presenter for the meeting will be Stefanos Bazinas of the NYSE, who will discuss the surge in off hours trading volume.

POSTED Jun 06,2022

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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