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Fixed Income Platform Order Data

19 May 2025
The FIF Compliance and Surveillance and Fixed Income Regulations Working Groups have prepared a best practices document that recommends a standardized industry process for fixed income platforms to communicate order data to…
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Direct Reporting of Muni Trades

19 May 2025
FIF has created a subgroup to discuss direct reporting of muni trades. Peter Lisman of Broadridge is coordinating this subgroup and has scheduled the next subgroup call for Monday May 19 at 11:30 am ET. The subgroup will rev…
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SEC FAQs on Custody of Crypto Assets

19 May 2025
FIF has scheduled a joint call for the Digital Asset Securities Working Group and the Margin / Financial Risk Regulations Working Group for Monday May 19 at 2 pm ET. The Working Groups will discuss the FAQs relating to custo…
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Back Office Committee

19 May 2025
The Back Office Committee will have its next call on Tuesday May 20 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. Nick Rupprecht from Virtu will discuss curren…
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Regulatory Implementations Calendar

19 May 2025
FIF has scheduled a joint call for the Compliance and Surveillance Working Group and the SEC FINRA Regulations Working Group for Tuesday May 20 at 2 pm ET. The Working Groups will review and discuss an updated regulatory imp…
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Rule 606 Working Group

19 May 2025
FIF has scheduled a call for the Rule 606 Working Group for Tuesday May 20 at 3 pm ET. The Working Group will discuss revised draft FAQs relating to Rule 606(a) reporting to submit to the SEC.
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CAT Transaction Reporting Working Group

19 May 2025
The CAT Transaction Reporting Working Group will have its next call on Wednesday May 21 at 2 pm ET. The Working Group will continue its discussion of proposed changes to Appendix D to the CAT NMS Plan (CAT NMS Plan Processor…
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SLATE Working Group

19 May 2025
The next call for the SLATE Working Group will be on Thursday May 22 at 11 am ET. The Working Group will continue to discuss key issues to highlight to FINRA and how FIF members plan to proceed on the various open interpreti…
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New 24/7 Trading Working Group

19 May 2025
Earlier this month, FIF created a new Working Group (the CFTC 24/7 Working Group) to discuss the recent CFTC request for comment on 24/7 trading. FIF has now renamed this group as the 24/7 Trading Working Group. This Working…
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