The next call for the TRACE Working Group will be on Tuesday September 20 at 2 pm ET. The Working Group will continue its review of a draft FIF comment letter on FINRA Regulatory Notice 22-17 and MSRB Notice 2022-07. These regulatory notices propose that trades in corporate, agency and municipal bonds be reported as soon as practical and no later than one minute after execution.
POSTED Sep 19,2022
The Back Office Committee will have its next call on Tuesday September 20 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month, including a recent rule proposal by the SEC to require centralized clearing for trades in Treasury securities.
POSTED Sep 19,2022
The next call for the Rule 606 Working Group will be on Thursday September 22 at 3 pm ET. The Working Group will discuss recent guidance from FINRA to a firm on reporting routes to options floor brokers and routes to options algo providers.
POSTED Sep 19,2022
The Front Office Committee will have its next call on Tuesday September 27 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The spotlight presenters will be Matt Cohen and Rachel Andreassian of Provable Markets, who will discuss FIX for stock lending.
POSTED Sep 19,2022
The Data & Technology Committee will have its next call on Wednesday September 28 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight presenter will be Mark Schaedel of DataBP, who will provide an update on the current status of efforts to introduce a consolidated tape in Europe.
POSTED Sep 19,2022
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