The next call for the FIF Rule 606 Working Group is scheduled for Tuesday May 23 at 3 pm ET. The Working Group will continue its discussion of recent guidance from SEC staff to FIF members on Rule 606(a) reporting when a reporting firm routes a single parent order to multiple child execution venues.
POSTED May 22,2023
FIF has scheduled a call for Thursday May 25 at 2 pm ET to review and discuss a revised draft of the FIF comment letter on the SEC’s recent cybersecurity, Reg SCI and Reg S-P rule proposals.
POSTED May 22,2023
FIF has scheduled a call for Thursday May 25 at 3 pm ET to review and discuss the CRPTO Act recently proposed by the New York State Attorney General. FIF has created a new Crypto, Digital Assets and Blockchain Working Group. If you would like to participate on this call, please update your FIF profile to join this new Working Group or contact fifinfo@fif.com. FIF has prepared a summary of the proposed legislation.
POSTED May 22,2023
FIF has scheduled the next call for the Rule 605 Working Group for Tuesday May 30 at 3 pm ET. The Working Group will discuss the May 17 call between FIF members and SEC staff relating to the SEC’s rule proposal on Disclosure of Order Execution Information and a supplemental comment letter to be submitted by FIF.
POSTED May 22,2023
The Data and Technology Committee will have its next call on Wednesday May 31 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotlight presenter will be Caitlin Mulkeen from Broadridge, who will discuss Broadridge LTX migrating corporate bond trading capabilities to AWS.
POSTED May 22,2023
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