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OTC Markets Group Introduces Compliance Tool for Small Cap Equities

OTC Markets Group Inc., operator of financial markets for 10,000 U.S. and global securities, introduced a compliance product designed to provide broker-dealers and compliance/risk management teams with a turnkey data set to standardize the process for evaluating over 1,800 sub $500 million market cap equities listed on a national stock exchange. The new Small Cap Listed Compliance Product allows firms to enhance their due diligence and establish a standardized framework to analyze securities across the listed and OTC equity small cap market. The file also provides active and historical stock promotion data for small cap listed securities. OTC Markets Group’s Market Data provides quote and trade data, as well as company and security information on OTCQX, OTCQB and Pink securities to the trading, investment, legal and regulatory communities.  The Company’s data products include real-time data, end-of-day data, historical quote data, company financial data, security master data, corporate reference data and compliance data. 

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