CAT Counterparty Contact Utility

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Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
Amerant Investments, Inc.
American Capital Partners, LLC
American Century Investment Services, Inc.
American Enterprise Investment Services, Inc Haley Grenko cat@ampf.com 6126710934 26506
AMERICAN INVESTORS COMPANY
American Portfolios Financial
American Wealth Management, Inc.
Americas Executions, LLC
Ameriprise Financial Services, LLC Haley Grenko cat@ampf.com 6126710934 6363
Ameritas Investment Corp
AMS Derivatives B.V.
Andbanc Brokerage LLC
Andbank Brokerage
ANDREW GARRETT, INC
Anovest Financial Services, Inc
Aon Securities LLC
AOS, Inc.
Apex Clearing APCC Lorena Penaflor lpenaflor@apexfintechsolutions.com 2149533450 13071
Apex Clearing Corporation Apex CAT Reporting ApexCATReporting@apexclearing.com . 13071
APW Capital, Inc.

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