CAT Counterparty Contact Utility

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Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
B. Riley FBR, Inc.
B. Riley Wealth Management, Inc.
Banco do Brasil LLC
Bancroft Capital, LLC
BancWest Investment Services, Inc.
Bankers Life Securities Inc.
Bankoh Investment Services
Banorte-Ixe Securities International, Ltd.
BANYAN SECURITIES, LLC
Barclays TTROCATREPORTING TTROCATREPORTING@barclayscorp.com TTROCATREPORTING@barclayscorp.com 19714
Barclays Nick Parke nick.parke@barclays.com 2123206274 19714
Bay Crest Partners LLC BAYC Lisa Carbonara lcarbonara@baycrestpartners.com 646-878-0076 39944
BAYRIDGE SECURITIES, LLC
BB&T Securities BBNT Stephen Kuhs skuhs@bbtsecurities.com 804-253-6429 142785
BC Ziegler and Company SS&C FMG Compliance* FMG-Compliance@sscinc.com (844) 662-2977 61
BCG Securities, Inc.
BCP Securities
BCS Americas, Inc.
Beaconsfield Financial Services, Inc.
Beech Hill Securities Inc.

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