CAT Counterparty Contact Utility

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Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
Aqua Securities, L.P.
ARCA Capital Investments, Inc.
Archipelago Securities, LLC
Archipelago Securities, LLC ARRB John Knight john.knight@theice.com 312-836-6529 102500
Arete Wealth Management
Arkadios Capital, LLC
Arthur W. Wood Company, Inc.
Arvest Wealth Management
Ascendiant Capital Markets, LLC
Associated Investment Services, Inc.
ATm Execution LLC
Auerbach Grayson and Company
Aurora Capital LLC
AVATAR SECURITIES, LLC
Aventura Securities, LLC
Avisen Securities, Inc.
AXA Advisors, LLC
AXIOM CAPITAL MANAGEMENT INC, AXIO SS&C FMG Compliance* FMG-Compliance@sscinc.com (844) 662-2977 26580
AXOS Clearing LLC
B. Riley FBR, Inc.

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