Comment Letters

POSTED Feb 13, 2008
FIF Comment Letter to SEC on Amendment #1 of File No. 4-534 regarding the Proposed National Market System Plan for the Selection and Reservation of Securities Symbols.
POSTED Jan 30, 2008
FIF/SIFMA NASDAQ Symbology Survey Report based on feedback from 45 firms including broker-dealers, service bureaus, market data vendors, exchanges and DTCC
POSTED Dec 02, 2007
FIF Letter to the SEC regarding NASD’s proposed Rule 2231 to add additional information to non-institutional customer confirmations for trades in TRACE-eligible securities.
POSTED Aug 22, 2007
FIF comment letter to the SEC regarding implementation impact of proposed Exchange Symbology Plans.
POSTED Mar 29, 2007
Feedback provided to NASD regarding implementation isssues with the Self-Help Modifier
POSTED Mar 27, 2007
Comment letter sent to Nasdaq regarding implementation issues with the Comstock Suffix Symbology.
POSTED Mar 24, 2007
FIF input on impact of away market indicators on complying with NYSE Rule 409(f)
POSTED Feb 06, 2007
Comment discussing implementation issues with the self-help modifier.
POSTED Sep 21, 2006
FIF commented on the OCC Symbology Implementation Plan recommending a shorter symbol and more details to assess the costs of this significant initiative
POSTED Apr 26, 2005
FIF Letter to the NASD regarding proposed rules to enhance confirmation disclosure in Corporate Debt Securities.
 
 

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