Comment Letters

POSTED Mar 27, 2007
Comment letter sent to Nasdaq regarding implementation issues with the Comstock Suffix Symbology.
POSTED Mar 24, 2007
FIF input on impact of away market indicators on complying with NYSE Rule 409(f)
POSTED Feb 06, 2007
Comment discussing implementation issues with the self-help modifier.
POSTED Sep 21, 2006
FIF commented on the OCC Symbology Implementation Plan recommending a shorter symbol and more details to assess the costs of this significant initiative
POSTED Apr 26, 2005
FIF Letter to the NASD regarding proposed rules to enhance confirmation disclosure in Corporate Debt Securities.
 
 

© 2024 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm