Comment Letters

POSTED Jun 22, 2011

FIF Letter to the SEC regarding scope/exemptions and implementation considerations/timing on Limit Up-Limit Down

POSTED Mar 18, 2011

FIF letter to FINRA on implementation issues associated with FINRA Rule 5131 including definition of "commencement of trading", scope of the rule and implementation timing

POSTED Sep 24, 2010

FIF Letter to the SEC on Addition of Routed Price and Short Sale Exempt Identifier to OATS Route Reports

POSTED Sep 17, 2010

FIF Letter to the SEC regarding the expansion of OATS to all NMS Securities

POSTED Aug 12, 2010

FIF Letter to the SEC regarding the proposed Consolidated Audit Trail

POSTED Jul 26, 2010

FIF Letter to the SEC requesting exemptive relief for the facilitation of Customer or Dealer Sell Short Order as Riskless Principal when Firm's position is Net Long

POSTED Jul 21, 2010

FIF Letter to the SEC regarding Exchanges and FINRA filings on Clearly Erroneous Executions

POSTED Jun 22, 2010

FIF Letter to SEC regarding the proposed Large Trader Reporting System

POSTED Mar 02, 2010
FIF comment letter to the SEC and ISRA Committee regarding 5 character roots and suffix symbology
 
 

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