Consolidated Audit Trail (CAT) - Overview

As equities and options reporting has been successfully implemented, and reporting requirements are being expanded to include new message types as well as account information, FIF continues to lead collaborative efforts with Industry Members, the Plan Processor, Plan Participants and Regulators to ensure technical specifications and reporting processes are accurate and efficient while aligned with industry practice and regulatory goals.

All FIF members are welcome to join the FIF CAT Working Group. For more information contact

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Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm